2nd Quarter 2016 Markets in Review
Posted by Matthew Wolniewicz, Chief Revenue Officer, fi360 Inc. on July 25, 2016
2nd Quarter 2016 Markets in Review
Continuity and Succession Planning: Because bad things happen to good advisories
Posted by Robin Green, Ann Schleck & Co. Head of Research on July 15, 2016
SEC has proposed a new rule that requires advisors to have a documented continuity and succession plan in place
Collective investment trusts rise in popularity as attractive alternatives to mutual funds
Posted by Blaine F. Aikin on July 06, 2016
Collective investment trusts have been capturing lots of attention and assets lately. CITs offer retirement-plan fiduciaries an attractive, generally lower-cost alternative to mutual funds.
fi360 Fiduciary Talk 32: Reverse Churning and How the DOL Addresses the Problem Under the New Fiduciary Rule
Posted by fi360 on June 30, 2016
What is Reverse Churning? This is the opposite of excessive trading in a brokerage account. These are illegal practices that pad an unethical advisors wallet.
fi360 Fiduciary Talk 31: DOL Rule from a Sales vs. Advisory Cultural Perspective
Posted by fi360 on June 27, 2016
Sales and advisory organizations are fundamentally different. That is the premise of the Labor Department's new conflict-of-interest rule.
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