Fi360 Fiduciary Talk 49: Moving Forward with Impartial Conduct Standards
Posted by on July 17, 2017
Presenters:
Blaine Aikin, AIFA®, CFA, CFP®, Executive Chairman of Fi360
Duane Thompson, AIFA®, Senior Policy Analyst at Fi360
Even during this period of non-enforcement, advisors are still expected to make good-faith efforts to get in compliance with Impartial Conduct Standards.