17
2024: A Fiduciary Year-In-Review
Date: December 17, 2024
Time: 2:00 pm - 3:00 pm EST
Join us for an insightful webinar featuring three prominent attorneys from Faegre Drinker who will explore the implications of the latest fiduciary regulations. Topics include the latest developments related to the DOL’s Retirement Security Rule, PTE 2020-02, PTE 84-24 and SEC guidance. As the year draws to a close, it is important for advisors to understand the current fiduciary landscape and hear what they can expect in 2025.
Specifically, this session will delve into:
- The implications of the stay on the new DOL fiduciary rule and the immediate steps advisors must consider.
- Elections have consequences: What will those be?
- What remains after the stay?
- Guidance from the SEC on recommending rollovers
- Steps advisors should take to comply with the DOL and SEC standards for recommending rollovers and IRA transfers
By the end of the session, attendees will be able to…
- Understand the current implications of the DOL fiduciary rule stay and its impact on advising clients.
- Understand the guidance by the SEC Staff on expectations for standard of care for broker-dealers and investment advisers when recommending rollovers and IRA transfers.
- Evaluate strategies for navigating the regulatory limbo and ensuring compliance in the interim.
- Assess the necessity of adopting fiduciary best practices to safeguard client interests effectively and comply with evolving standards.
This live webinar is currently pending approval for one (1) hour of Continuing Education (CE) credit for Fi360, CFP Board, and IWI Designations.
