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Stay up to date on the latest news, industry updates, and releases related to Broadridge Fi360 Solutions.
Fi360 Announces Agenda and Keynotes for 2018 Annual Conference
Fi360February 21, 2018
Fi360, the nation’s leading provider of fiduciary-related education and technology, unveiled the agenda and keynotes for its 2018 annual conference, which will take place April 25-27, 2018 in San Diego, Calif. at the Hilton Bayfront.
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Fiduciary conduct is good for business
InvestmentNewsFebruary 21, 2018
Following fiduciary best practices strengthens client relationships and makes them more enduring. Blaine Aikin explains in his latest article for InvestmentNews.
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SEC singles out fees, conflicts in 2018 exam priorities
FinancialPlanning | BICFebruary 08, 2018
When SEC inspectors drop in on a firm this year, advisors serving retail clients had better be able to justify their fees, compensation and use of digital advice. The SEC's Office of Compliance Inspections and Examinations published its sixth annual exam priorities, a document that puts the industry on notice about the regulator’s areas of concern.
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How new leadership at DOL could address retirement rules
InvestmentNewsJanuary 25, 2018
The incoming head of the Employee Benefits Security Administration may pursue new regulations around 401(k) issues such as annuities
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Fi360 Refreshes, Expands Fiduciary Training Program for Advisors
ThinkAdvisorJanuary 19, 2018
Fi360, a fiduciary education, training and technology company, said this week that it has added new modules to its Fiduciary Essentials for Advisors training program.
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What Has Fiduciary Firm Fi360 Done Now?
401KSpecialistJanuary 18, 2018
Fi360 is at it again, adding new modules to its Fiduciary Essentials for Advisors (FEA) training program “to help financial professionals successfully operate in the ever-changing regulatory and market landscape.”
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