News
Stay up to date on the latest news, industry updates, and releases related to Broadridge Fi360 Solutions.
Uncertainty Still Surrounds DOL Fiduciary Rule, Fi360 Says
Financial AdvisorAugust 11, 2017
Yet another potential delay of part of the U.S. Department of Labor's fiduciary rule perpetuates the uncertainty around this year’s long effort, says Blaine Aikin, executive chairman of Fi360.
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DOL Fiduciary Delay Would Be ‘Double-Edged Sword,’ Lawyer Says
ThinkAdvisorAugust 10, 2017
Opponents and supporters of the Department of Labor’s fiduciary rule were quick to react to Labor filing on Thursday with the Office of Management and Budget to delay by 18 months compliance with the rule’s more onerous prohibited transaction exemptions, with one ERISA attorney characterizing the move as “continued agony.”
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Request for Information Regarding the Fiduciary Rule and Prohibited Transaction Exemptions
Fi360August 07, 2017
Fi360, Inc. respectfully submits the following comments in connection with the Department of Labor’s (“DOL” or the “Department”) request for information (“RFI”) regarding the
Conflict of Interest Rule (the “Rule”).
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Fi360 surpasses 10,000 active fiduciary professional designees
Fi360 Press ReleaseAugust 01, 2017
Milestone underscores firm’s long-standing commitment to supporting fiduciary excellence within the financial services industry.
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Executives urged not to delay use of best practices
Pensions&InvestmentsJuly 24, 2017
The Defined Contribution Institutional Investment Association is exhorting sponsors to improve their plans by greater use of best practices rather than hoping for more government guidance.
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Anti-DoL fiduciary rule bill passes House panel
FinancialPlanningJuly 20, 2017
Two House committees moved on Wednesday to advance proposals to block or overturn the Labor Department's fiduciary rule, the latest Republican-led assault on the controversial regulation.
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