News
Stay up to date on the latest news, industry updates, and releases related to Broadridge Fi360 Solutions.
Comments to SEC regarding fiduciary harmonization
July 08, 2013
fi360 has submitted comment to the SEC regarding its request for data on Duties of Brokers, Dealers, and Investment Advisers
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Fi360 Appoints Ken Robb as Chief Technology Officer
June 13, 2013
We are pleased to announce that Ken Robb has joined the company as Chief Technology Officer; Robert DiMaggio as VP of Integration and Data Analytics.
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Prudent Practices Update
May 22, 2013
The Prudent Practices handbooks have been updated. Updates include revisions to the Practices and Criteria, updated commentary, additional practical guidance, legal developments, and more.
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2013 Article Competition Winner
April 18, 2013
The winner of the 2013 fi360 Article Competition has been announced.
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2013 Designee Article Competition
March 04, 2013
We are now accepting entries to the 2013 Designee Article Competition. Winner receives $1,000 and published in AdvisorOne.
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Fi360 and AdvisorOne.com launch third annual fiduciary survey
February 26, 2013
fi360 and AdvisorOne.com launch survey of financial advisors to gauge attitudes and trends on fiduciary issues.
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