News
Stay up to date on the latest news, industry updates, and releases related to Broadridge Fi360 Solutions.
Fi360 Reinforces Stable Value Research with Latest Acquisition
401(k) Specialist MagazineFebruary 07, 2019
Fi360 announced Thursday that it has completed an agreement with Blue Prairie Group to acquire the latter’s stable value fund quantitative research and database.
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Fi360 Announces Agenda and Keynotes for 2019 Annual Conference
Fi360January 31, 2019
Lineup features a multifaceted perspective on the fiduciary landscape and diverse group of attendees coming together in Music City
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Regulators Renew Focus On Best Execution
InvestmentNewsJanuary 28, 2019
Advisers who direct trades to broker-dealers must pay close attention to how the B-Ds manage the costs, quality and conflicts associated with trading
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Looking Back: Key DC Plan Developments in 2018
WealthManagement.comJanuary 09, 2019
WealthManagement.com asked several retirement-plan industry leaders for their thoughts on the key events and emerging trends from 2018. Here are their thoughts.
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Advice Standards Packages From the SEC and DOL Expected by September
Wealth AdvisorDecember 10, 2018
The Securities and Exchange Commission’s advice standards package and the Labor Department’s revised fiduciary rule are both expected to be finalized by September 2019, according to ThinkAdvisor. As part of the SEC package, there will be changes to Regulation Best Interest and the Customer Relationship Summary, according to SEC Chairman Jay Clayton.
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Midterm Elections’ Outcomes Leave Financial Advisors Mostly Happy
Financial Advisor IQNovember 09, 2018
Advisors are mostly optimistic about the outcome of the midterm elections, in which the Democrats took over the House of Representatives and the Republicans held on to the Senate, creating a divided legislature, much as had been predicted by pollsters and analysts, WealthManagement.com writes.
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