News
Stay up to date on the latest news, industry updates, and releases related to Broadridge Fi360 Solutions.
Danger: Don’t Judge A Fund By Its Active/Passive Label
401k SpecialistMay 21, 2018
It’s critical for advisors to avoid unreasonable short-cuts with fund evaluations
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Helping asset managers: Automating tasks and adhering to the changing regulatory landscape
WealthTech ClubMay 15, 2018
INSART continues to gather opinions from industry leaders and bring you more food for thought on the future of WealthTech. This is WealthTech Insights #26 with Matt Wolniewicz.
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Why We Might Never Get A Fiduciary Rule
401k SpecialistMay 11, 2018
‘There is a good possibility, due to significant pushback, that the SEC’s version might never fully come to pass,’ says Fi360’s Blaine Aikin.
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Say bye-bye to the short-lived fiduciary rule
May 07, 2018
The Department of Labor’s fiduciary rule was set to disappear Monday. Also Monday the Department of Labor put out a bulletin on the fiduciary rule, saying it would provide additional guidance to financial advisers in the near future. So what does it all mean for firms that give financial advice?
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Advisors, Sponsors Cutting 401(k) Fees
Financial AdvisorMay 04, 2018
Plan sponsors, still feeling the pressure of the Department of Labor’s six-year-old fee disclosure rules and the threat of fee-related litigation, are continuing to place 401(k) fees under the microscope.
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SEC advice rule faces arduous journey
InvestmentNewsApril 30, 2018
The centerpiece of the proposal, the Regulation Best Interest rule, is not fiduciary and isn't uniform
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