401k Fiduciary Rule: ‘Everyone Shares the Blame’

401K Specialist
October 27, 2016

What concrete actions should advisors be taking to prepare for the full implementation of the Department of Labor’s Conflict of Interest Rule, the pending 5500 rules and the likely release by the SEC next year of a “uniform fiduciary standard?

It’s a lot to tackle, but a panel of high-profile experts, each with vastly different views of the recent DOL action, did just that at Excel 401(k): The Advisors’ Conference Monday morning in Las Vegas.

The discussion featured moderator Pete Swisher, senior vice president and national sales director with Pentegra Retirement Services, as well as Blaine Aikin, president and CEO of Fi360 and Thomas Clark of The Wagner Law Group. Read More.