If House Flips, SEC Advice Standards Package Likely to Face Scrutiny
ThinkAdvisorNovember 05, 2018
Assuming the SEC adopts Regulation Best Interest, Waters could call in Clayton “to explain how it serves the best interest of clients, and also have a top-heavy list of consumer organization witnesses to make their point that they dislike it,” Duane Thompson, senior policy analyst at Fi360, a fiduciary education, training and technology company, told ThinkAdvisor on Monday.
