Ahead of DOL IRA Rollover Requirements, Broadridge Fi360 Offers Enhanced Solution

Press Release
September 08, 2021

To support wealth and retirement professionals as they address new requirements associated with the Department of Labor's Prohibited Transaction Exemption 2020-02 (PTE 2020-02), Broadridge Fi360 Solutions enhanced its Decision Optimizer software for financial advisors. The enhanced capability supports advisors with PTE 2020-02 requirements as well as ongoing IRA rollover and related compliance needs.

The tool was enhanced with ongoing support from the Pension Resource Institute to develop best practice criteria that is easily adaptable as the regulatory environment evolves. 

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