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The Democrats took the House, and here’s what that means for your retirement
MarketWatchNovember 08, 2018
The Democrats won the House, the Republicans kept the Senate, and future retirees should be paying close attention to retirement legislation these next few years.
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Will fiduciary wave follow Democrat statehouse victories?
Financial PlanningNovember 07, 2018
After a strong electoral showing for Democrats, more states could move forward with proposals for tougher regulation of advisors. But any rollout of new fiduciary proposals will more likely be a trickle rather than a torrent.
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Here’s how a Democratic House will affect financial advisers
InvestmentNewsNovember 07, 2018
While the new majority is unlikely to block the SEC advice rule, retirement income advocates forecast momentum for annuities legislation
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Democratic Takeover of House Could Spell Trouble for SEC’s Advice Standards
Financial Advisor IQNovember 06, 2018
The SEC’s proposed Regulation Best Interest could face far more scrutiny and hurdles if the Democrats take over the House of Representatives in today’s midterm elections, according to ThinkAdvisor.
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Democratic House Could Vex SEC Rule
Barron'sNovember 06, 2018
If Democrats retake the House of Representatives in the midterm election, the SEC’s path to rolling out its Regulation Best Interest could get bumpy.
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If House Flips, SEC Advice Standards Package Likely to Face Scrutiny
ThinkAdvisorNovember 05, 2018
If the House flips to the Democrats in the midterm election and Rep. Maxine Waters, D-Calif., becomes chairwoman of the House Financial Services Committee, Securities and Exchange Commission Chairman Jay Clayton will likely be in the hot seat over the agency’s advice standards package.
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